Small Gap Harvest with Natural and Artificial Regeneration in Northern Hardwoods on a Southern Mesic Oak-Basswood Forest Plant Community (MN DNR)

State or Province
Minnesota
Nearest city or town
Stewartville
Describe the location
This unit is made up of a block of state land within the Richard J. Dorer State Forest. Partridge Creek runs through the middle of the area. The site itself is on east- and north-facing slopes.
Landowner
Minnesota DNR
Cover type
MN ECS
Plant community detail and growth stage
NPC: Southern Mesic Oak-Basswood Forest (MHs38) with some inclusions of Southern Mesic Maple-Basswood Forest (MHs39). Growth Stage: Mature forest, with young forest in the regenerating small-gaps.
Forest health threats
Adaptive silviculture options
Silviculture system
Estimated year of stand origin
1940
Site index
77 feet
for species
basswood
Brief silvicultural objective
Maintain the maple-basswood native plant community including a regenerated component of oak while retaining a diverse shrub layer and maintaining or increasing the diversity of native plants in the herbaceous layer.
Site preparation method
Soil texture
Soil details
Mt. Carroll silt loam, 2 to 12 percent slopes, moderately eroded; Massbach silt loam, 6 to 18 percent slopes; Frontenac loam, 15 to 35 percent slopes
Stand area
10 acres
Treatment area
10 acres

43.903317, -92.341258

Overview

This case study documents results of 2006 underplanting and a 2008 small gap harvest in a northern hardwoods forest type and mesic oak-basswood forest plant community. Some of the impacts are discernable now, and some will need to be assessed by future data gathering and updates.

Before the tree planting and gap harvest activity, the stand was cover-typed in the DNR forest inventory as maple-basswood, with a significant oak component as well as modest volumes of a mixture of other hardwoods. The stand is 10 total acres in size, of which about 3 acres are in harvested gaps. 

The timber harvest and tree planting silvicultural work has resulted in a healthy, multi-aged northern hardwoods stand with overstory gaps continuing to fill in with regeneration over time. The gaps and underplanting have enabled regeneration of a small component of mid-tolerant hardwoods including oak. The resultant diversity has important benefits for climate change and forest health resiliency, wildlife habitat and timber value for the future stand.

Management guidance in the study area was provided by the Minnesota DNR 2005 High Biodiversity Addendum to Blufflands/Rochester Plateau Subsection Plan.

2019 color infrared aerial photo showing case study stand (blue border) and surrounding area

Figure 1: 2019 color infrared aerial photo showing case study stand (blue border) and surrounding area

Silviculture Objectives

  • Maintain the maple-basswood native plant community including a regenerated component of oak while retaining a diverse shrub layer and maintaining or increasing the diversity of native plants in the herbaceous layer. 
  • Maintain rare species populations.
  • Develop a multi-aged stand structure.
  • Improve timber quality and value.
  • Maintain or improve wildlife habitat.

Pre-treatment stand description and condition

Pre-treatment species composition

Sugar maple, basswood and red oak were the dominant pre-treatment canopy trees (Table 1 and Table 3). Sugar maple dominated the regeneration layer of seedlings and saplings under 1 inch DBH (Table 2). Smaller numbers of a variety of additional hardwood species were also present in the over- and mid-story, including white oak, ash, and American elm.   

Table 1: 1996 CSA Forest Inventory Main Species Volumes - Stand 39. Volumes are separated by product class. 

Species

Average DBH (Inches)

Volume per acre 

Sugar Maple

16+

1.6 MBF

Northern Red Oak

11

4 Cords

Bur Oak

10

4 Cords

Bigtooth Aspen

11

4 Cords

Misc. Hardwoods

11

4.3 Cords

Misc. Hardwoods

16+

3.1 MBF

 

Table 2: 1996 CSA Forest Inventory Understory Trees - Stand 39

Species

Average Size (DBH, Inches)

Stems/ac.

Sugar Maple

<1  

2,500

Ironwood

<1

500

Miscellaneous

<1

500


 

Table 3: 2007 Timber Sale Appraisal Species and Volume Estimates

Species

Product

Quantity

Unit of Measure

Red Oak

Sawtimber

99.30

MBF

Basswood

Sawtimber

61.60

MBF

Trembling Aspen

Sawtimber

20.00

MBF

Sugar Maple

Sawtimber

16.10

MBF

White Oak

Sawtimber

12.90

MBF

Ash

Sawtimber

7.10

MBF

American Elm

Sawtimber

2.10

MBF

Black Cherry

Sawtimber

0.70

MBF

Black Walnut

Sawtimber

0.70

MBF

Butternut

Sawtimber

0.40

MBF

Bitternut Hickory

Sawtimber

0.20

MBF

Total Sale Acres 31.6 

Note: The timber sale volumes listed on this appraisal included both the small gap harvest of this study, as well as another 21.6 acres of adjacent clearcut with reserves harvest. The table is intended to give the reader an idea of the relative abundance of the species mix on the site, not the exact timber volumes.

Pre-treatment forest health issues 

None noted at time of harvest appraisal.

Landowner objectives/situation 

Management guidance for the Partridge Creek parcel was provided in the MN DNR 2005 High Biodiversity addendum to the Blufflands / Rochester Plateau Subsection Plan. MN DNR determined management of this site should focus on the site as a whole, employ practices that perpetuate endangered, threatened, or special concern species, and native plant communities while following the mandates of forestry or wildlife administered lands.

Silviculture prescription

The following series of treatments were implemented:

Treatment

Date

Description

Acres Treated

Tree planting

 

Spring 2006

 

Underplant seedlings at approximately 425 stems/acre total. Species planted:

  • Red oak: 285/acre
  • Black walnut: 70/acre
  • White ash: 70/acre

7

Small Gap Thinning Harvest

2008

Harvest of trees to produce canopy gaps of sizes varying from one tree to approximately 1/6th acre (or ~96 foot diameter) in size. This resulted in canopy gaps on about 3 total acres of the 10 acre harvest area.

Frozen ground harvest to protect plants.

10

What actually happened during the treatment

  • The timber sale was defaulted on due to downturn in timber markets after being originally sold.  It was re-sold to a new buyer after being returned to the state by the original purchaser.  Otherwise things went pretty much as planned.   
  • Ecological and Water Resources (EWR) staff spent one day in the field helping to mark the stand for harvest.

Post-treatment assessment

The timber harvest and tree planting silvicultural work has resulted in a healthy, multi-aged northern hardwoods stand with overstory gaps continuing to fill in with regeneration over time. 

See Table 4 and Table 5. The species with the greatest basal area in the overstory are sugar maple, basswood and red oak. The species with the greatest abundance and distribution of regeneration is sugar maple, by far. There are also components of regeneration of several desirable mid-tolerant species, including red and white oak, black walnut and black cherry in overstory gaps. 

As of 2023, the stand had a multi-aged structure with some variable sized overstory gaps

Figure 2: As of 2023, the stand had a multi-aged structure with some variable sized overstory gaps

 

Table 4: Tree species BA and Frequency on Plots in 2019 for stems >5” DBH. Note: 12 growing seasons after harvest, all of these trees greater than 5” DBH are harvest residuals, not new regeneration post-harvest.

Species

BA (ft2)

Frequency

Sugar maple

31.2

94%

Basswood

31.2

100%

Red Oak

10.0

35%

Ironwood 

1.8

18%

Ash

6.5

41%

Bitternut Hickory 

0.6

6%

Black Walnut

1.2

12%

Bur Oak

0.6

6%

Total BA:

83.1

 

Regeneration and understory plants in an overstory gap in 2020

Figure 3: Regeneration and understory plants in an overstory gap in 2020

There are some oak saplings present in overstory gaps as of 2023

Figure 4: There are some oak saplings present in overstory gaps as of 2023

Heavy nettle ground cover was present in some places in the understory in 2020

Figure 5: Heavy nettle ground cover was present in some places in the understory in 2020

The harvest gaps and underplanting have enabled regeneration of a component of mid-tolerant hardwoods including oak. 

See Table 5. There are components of regeneration of several desirable mid-tolerant species in the overstory gaps, including red and white oak, black walnut and black cherry. The resultant diversity has important benefits for climate change and forest health resilience, wildlife habitat and timber value for the future stand. 

Table 5: Tree regeneration density and frequency on plots in 2019. Note: Mid to low shade-tolerant crop tree species are noted in bold font.

Size Class

< 1’ tall

≥1’ tall and 

< 1” DBH

1” to 3” DBH

3” to 5” DBH

Species

Stems/ Acre

Freq

Stems/ Acre

Freq

Stems/ Acre

Freq

Stems/ Acre

Freq

Ash

1,706

71%

3,353

65%

29

6%

0

0%

Basswood

0

0%

0

0%

0

0%

0

0%

Bitternut Hickory

588

24%

706

47%

0

0%

12

12%

Black Cherry

0

0%

59

6%

0

0%

0

0%

Black Walnut

0

0%

59

6%

0

0%

6

6%

Boxelder

59

6%

59

6%

0

0%

0

0%

Butternut

0

0%

59

6%

0

0%

0

0%

Elm

353

18%

471

12%

0

0%

12

12%

Ironwood

59

6%

353

12%

0

0%

18

12%

Red Oak 

118

12%

529

18%

0

0%

0

0%

Sugar Maple

38,529

94%

5,412

71%

176

29%

12

0%

White Oak

0

0%

59

6%

0

0%

0

0%

Total Stems/Acre

41,412

 

11,119

 

205

 

60

 

We plan to maintain a small component of oak and black walnut in the future stand with some periodic release work of seedlings in overstory gaps. 

There will be benefits to wildlife (mast production), climate change and forest health resiliency (greater species diversity), and timber value from this release work.

The composition and species diversity of herbaceous plants and shrubs 12 years post-harvest seems within normal range of variation for the native plant community. 

See Supplemental figures 3 through 6 for ECS worksheets containing plant lists for this site. The composition and abundance of species diversity of herbaceous plants and shrubs 12 years post-harvest appears to be within normal range of variation for the native plant community, based on personal observations by the authors of other sites within this NPC.

Invasive Species

We did find a small amount of European guelder rose (Viburnum opulus), garlic mustard and buckthorn (see Table 6 for data on buckthorn found on regeneration sample plots), which is pretty typical for this type of site in this part of the state. This site does have a high level of recreation use, which can impact introduction of non-native species.

 

Table 6: Buckthorn stems/acre and plot frequency by size class in 2019

Size Class

< 1’ tall

 

≥1’ tall and < 1” DBH

 

1” to 3” DBH

 

3” to 5” DBH

Species

Stems/ Acre

Freq

Stems/ Acre

Freq

Stems/ Acre

Freq

Stems/ Acre

Freq

Buckthorn

176

12%

176

12%

0

0%

0

0%

Plans for Future Treatments

  • Monitor the stand through periodic inventory surveys. 
  • Release some of the oak and black walnut regeneration to maintain a component of these species in the stand.
  • Monitor invasives during field work and control any high priority species if necessary.

Costs and economic considerations

Costs 

Tree planting:                                                                       $   64/ac. (2006 dollars)       

Staff time for timber sale setup and administration:      $ 100/ac. (2008 dollars)

TOTAL COSTS                                                                     $ 164/ac. 

Revenue:

Timber revenue 2008                                                          $ 1,635/ac.

TOTAL REVENUE:                                                              $ 1,635/ac. (2008 dollars)

Other notes

Summer Interns Amelia Knoll and Alex Love spent many hours gathering and helping to analyze data in the summer of 2020. 

We had review and editing help from MNDNR Silviculture Program Consultant Mike Reinikainen.

This case study was developed with support from the United States Department of Agriculture's National Institute for Food and Agriculture, Renewable Resources Extension Act. Project #2021-46401-35956, principal investigator Eli Sagor, University of Minnesota.

Summary

The timber harvest and tree planting silvicultural work has resulted in a healthy, multi-aged northern hardwoods stand with overstory gaps continuing to fill in with regeneration over time. 

The harvest gaps and tree planting have enabled regeneration of a wide range of species common to the plant community, including small component of mid-tolerant hardwoods including oak. 

The resultant diversity has important benefits for climate change and forest health resiliency, wildlife habitat (mast production) and timber value for the future stand.

We plan to maintain a small component of oak and black walnut in the future stand with some periodic release work of seedlings in overstory gaps. 

There will be benefits to wildlife (mast production), climate change and forest health resiliency (greater species diversity), and timber value from this release work.

The composition and abundance of species diversity of herbaceous plants and shrubs 12 years post-harvest appears to be within normal range of variation for the native plant community. 

Supplemental content

Native Plant Community Map.  Approximate study boundary shown with black border.

Supplemental figure 1: Native Plant Community Map.  Approximate study boundary shown with black border. Source: MN DNR 2005 High Biodiversity addendum to Blufflands/Rochester Plateau Subsection Plan.

Map of Selected CSA Forest Inventory Cover Types for Partridge Creek Unit.  Approximate study boundary shown with black border

Supplemental figure 2: Map of Selected CSA Forest Inventory Cover Types for Partridge Creek Unit.  Approximate study boundary shown with black border. Source: MN DNR 2005 High Biodiversity addendum to Blufflands/Rochester Plateau Subsection Plan.

June 2019 Native Plant Community Worksheet_Page 1

Supplemental figure 3: June 2019 Native Plant Community Worksheet,  Page 1

June 2019 Native Plant Community Worksheet_Page 2

Supplemental figure 4: June 2019 Native Plant Community Worksheet, Page 2

July 2019 Native Plant Community Worksheet_Page 1

Supplemental figure 5: July 2019 Native Plant Community Worksheet, Page 1

July 2019 Native Plant Community Worksheet_Page 2

Supplemental figure 6: July 2019 Native Plant Community Worksheet, Page 2